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Financial advisors
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#	Item
561	The Troubling Case of Proxy Advisors: Some policy recommendations _ Add to Reading List Source URL: igopp.org Language: English - Date: 2014-04-28 14:49:58 Investment Management Private law Corporate governance Elections Proxy voting Proxy fight Institutional investor Board of directors Business Corporations law Financial economics
562	Compliance Outreach Program for Municipal Advisors Federal Reserve Bank of Chicago 230 South LaSalle Street Chicago, IL[removed]November 3, 2014 Registration (8:30 am – 9:00 am) Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-10-01 11:58:24 Fiduciary Financial Industry Regulatory Authority Law Self-regulatory organizations Municipal Securities Rulemaking Board
563	Investment Advice provided by USI Advisors, Inc. Under certain arrangements, securities offered to the Plan through USI Securities, Inc. Member FINRA/SIPC. Add to Reading List Source URL: www.usicg.com Language: English - Date: 2014-11-05 09:32:14 Dow Jones & Company MSCI EAFE Stock market index Index Chicago Board Options Exchange MSCI Dow Jones Industrial Average Bond market S&P 500 Economics Financial economics Investment
564	Microsoft Word - Form ADV Part 2A (All sections[removed]no markup) Add to Reading List Source URL: www.itsnotjustmoney.com Language: English - Date: 2013-08-26 21:16:14 Financial services Service industries Financial adviser Investment TD Ameritrade Financial planner Registered Investment Advisor National Association of Personal Financial Advisors Finance Financial economics Business
565	TMX Equity Transfer Services Trusted partner with a relentless dedication to high performance TMX Equity Transfer Services works with public and private companies, law firms and financial advisors to facilitate all issu Add to Reading List Source URL: www.tmxequitytransferservices.com Language: English - Date: 2014-09-19 12:17:52 Financial economics Investment Corporate finance S&P/TSX Composite Index TMX Group Proxy voting Stock transfer agent Stock Economy of Canada Toronto Stock Exchange Stock market
566	Alabama Trust Fund Summary Report Quarter Ended September 30, 2012 Current Fiscal Year Quarter Add to Reading List Source URL: www.treasury.state.al.us Language: English - Date: 2012-11-30 11:42:37 Exchange-traded funds United States housing bubble Debt Finance Securities Securitization State Street Global Advisors Credit rating agency Security Investment Financial economics Law
567	Steve George Chief of Staff Kate Marshall State Treasurer Add to Reading List Source URL: collegekickstart.nv.gov Language: English - Date: 2014-05-29 18:39:36 529 plan State Street Global Advisors Finance Nevada State Treasurer Financial economics Upromise Nevada
568	TMX Equity Transfer Services Trusted partner with a relentless dedication to high performance TMX Equity Transfer Services works with public and private companies, law firms and financial advisors to facilitate all issu Add to Reading List Source URL: tmxequitytransferservices.com Language: English - Date: 2014-09-19 12:17:52 Financial economics Investment Corporate finance S&P/TSX Composite Index TMX Group Proxy voting Stock transfer agent Stock Economy of Canada Toronto Stock Exchange Stock market
569	Crestview Advisors, L.L.C. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-02 14:17:39 Investment Advisers Act Financial adviser Investment Company Act Finance Financial services 76th United States Congress Investment Financial economics
570	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]Principal Real Estate Income Fund and ALPS Advisors, Inc.; Notice of Application October 16, 2014 Agency: Securities and E Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-17 07:34:32 Financial ratios Collective investment schemes Corporate finance Equity securities Dividend Rate of return Preferred stock Return of capital Closed-end fund Financial economics Investment Finance

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